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Revise Non-Compliance Level Descriptions and Incorporate Compliance Sanctioning Guidelines Framework (SE-55)

Through a stakeholder initiative (SE-34), sanctioning guidelines were developed and went into effect on June 11, 2007. The IESO is seeking to amend the enforcement market rules (Chapter 3, Section 6) to incorporate the major elements of the sanctioning guidelines into the market rules. These guidelines include the framework to be used by the IESO to establish a financial penalty greater than the level penalty amounts prescribed in the current market rules, but less than $1 million.

The IESO has not yet applied the published sanctioning guidelines as there have been no circumstances occurring to warrant their application.

The goal of the stakeholder engagement plan is to gather feedback on the proposed market rule amendment.

Stakeholder Plan (Draft)
Stakeholder Plan (Revised, April 28, 2008)

Working Sessions and Proposed Activities
Supporting Material
September 10, 2008 Market Manual changes
June 19, 2008 IESO Board Approves Market Rule Amendment MR-00341
June 19, 2008 IESO Board meeting for approval of market rule amendments
May 1, 2008 Stakeholder Engagement Plan updated
Q1-Q2, 2008 Technical Panel meetings to consider market rule amendment and recommendations to the IESO Board.
December 19, 2007 Post IESO response to stakeholder feedback and revised stakeholder engagement plan
December 13, 2007 Deadline for stakeholder feedback on the plan
• No stakeholder comments received
November 29, 2007 Post and communicate stakeholder plan
November 27, 2007 Technical Panel briefing and discussion of issues
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