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Criteria for Determining Financial Penalties (SE-34)

The IESO market rules obligate market participants to comply with the market rules including standards set by reliability authorities. A possible consequence of breaches of the market rule is the levying of financial penalties. The market rules currently do not allow the IESO to levy financial penalties greater than the level penalty maximums for breaches that solely impact the reliability of the integrated power system.

The goal of the stakeholder engagement program is to seek feedback from stakeholders on the guidelines with a target effective date of June 1, 2007. The guidelines would be incorporated into the compliance external market manual and would be required completed by April 17, 2007 to be incorporated into baseline 17.1. After experience is gained through the implementation of these guidelines, market rule amendments will be brought forward to incorporate the guidelines into the market rules.

A new advisory group that is open to all stakeholders, will be created to address these issues. The intention is to obtain a strong representation by those who will be affected by the implementation of any changes to this process.

Stakeholder Engagement Plan (Draft)
Stakeholder Engagement Plan (Draft: Revision 1, March 6, 2007)
Stakeholder Engagement Plan (Draft: Revision 2, April 5, 2007)
Stakeholder Engagement Plan (Draft: Revision 3, May 30, 2007)
Stakeholder Engagement Plan (Draft: Revision 4, June 1, 2007)
Stakeholder Engagement Plan (Final: July 10, 2007)
Working Group
Terms of Reference (Draft)

Working Sessions and Proposed Activities
Date
Agenda/Minutes
Supporting Material
July 18, 2007 Stakeholder Feedback
• Summary of Final Evaluation of Stakeholder Effectiveness
June 20, 2007 Guidelines posted and in effect
June 15, 2007
Agenda
Webcast/conference call to discuss the responses and to determine an appropriate implementation date.
• MACD Sanctioning Guidelines (Presentation)
Stakeholder Feedback
• Ontario Power Generation/Hydro One
IESO Response to Stakeholder Feedback
June 11, 2007 IESO Response to Stakeholder Comments Posted
June 6, 2007 Deadline for stakeholder comments on the guidelines.
Stakeholder Feedback
• Epcor
• Hydro One
• Ontario Power Generation
May 29, 2007 Webcast to discuss criteria and guidelines with broader audience.
• MACD Sanctioning Guidelines (Presentation)
• Draft Sanctioning Guidelines
Stakeholder Feedback
• Summary of Session Feedback
May 23, 2007 Deadline for stakeholder comments on the guidelines.
Stakeholder Feedback
• Hydro One
• Ontario Power Generation
• Transalta
May 18, 2007
Agenda
Minutes (Approved)
Face-to-face meeting with advisory group to discuss revised draft guidelines based on stakeholder comments.
• MACD Sanctioning Guidelines (Presentation) - Revised
• Draft Sanctioning Guidelines v3.0
Stakeholder Feedback
• Summary of Session Feedback
May 11, 2007 IESO Response to Stakeholder Comments Posted
April 20, 2007 Deadline date for advisory group feedback on draft guidelines.
Stakeholder Feedback
• Hydro One
• Ontario Power Generation
• Transalta
April 17, 2007 Draft Guidelines
March 29, 2007
Agenda
Minutes (Approved)
Face-to-face meeting to discuss guidelines with advisory group.
• MACD Sanctioning Guidelines
Stakeholder Feedback
• Summary of Session Feedback
March 6, 2007 Posting of Stakeholder advisory group and written comments on stakeholder plan
Stakeholder Feedback
• Hydro One
IESO Response to Stakeholder Feedback
March 2, 2007 Closing date for stakeholder submissions on stakeholder plan and submission of names for the advisory group
February 21, 2007 Post and communicate stakeholder plan
 
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